| Welcome to the China Property Forum, a finance and economics discussion forum focused on Chinese and global housing markets. Please register here or log in below. |
| which requires years of learning; which requires years of learning | |
|---|---|
| Tweet Topic Started: 2 Dec 2017, 09:43 AM (38 Views) | |
| misshuana | 2 Dec 2017, 09:43 AM Post #1 |
|
Legal Opinions Brenda Hamilton Submitted 2014-01-05 18:24:59 In the penny stock markets it has become almost common practice for restricted stockholders to attorney shop for legal opinion writers so that they can receive unrestricted or free trading securities. Sometimes these shareholders shop until they can get even a second legal opinion as backup in the event that the tradability of their shares is ever questioned. Many shareholders foolishly believe that an opinion letter from a securities lawyer (even if baseless) will protect them. In the case of the SEC v. CMKM over 450 opinion letters written by one lawyer covering at least 233.7 billion shares of stock claquette puma femme fourrure pas cher , and the opinions were still not the basis for an effective defense to the SEC’s charges. On September 10, 2013, the Ninth Circuit Court of Appeals addressed the issue of scienter in an unregistered securities distribution in SEC v. CMKM Diamonds, Inc. An SEC Enforcement Action charged CMKM, and other participants including securities lawyers with various violations of the securities laws including dumping billions of shares of unregistered stock into the public markets. The SEC Action charged CMKM’s transfer agent and its owner and obtained a summary judgment motion against them. The defendants appealed arguing that the district court erred when it determined that Section 5 is a strict liability statute. The Court reversed the lower court’s decision because it determined that no triable issue of fact existed as to whether the defendants could be held liable. The Court determined that Section 5 requires a person must be both a “necessary participant” and “substantial factor” in the unregistered securities sale. The Court stated that despite that the transfer agent and its owner puma the fur slide pas cher , “issued large quantities of shares without a restrictive legend after receiving two attorney opinion letters is insufficient, in and of itself, to establish that Global and Bagley were substantial factors as a matter of law. Based upon this evidence, a reasonable jury could conclude that Global and Bagley were not substantial participants in the CMKM scheme.” In a footnote the Court noted “Because Section 5 is a strict liability statute, it appears that the district court erred in determining that good faith reliance on counsel could preclude liability under the statute.” In other words claquette puma fourrure pas cher , regardless of how many legal opinions a shareholder obtains they can still be charged with violations of the SEC’s registration provisions. Author Resource:- For further information legal opinion about this article, please rule 144 lawyer contact Brenda rule 144 Hamilton, Securities Brenda Hamilton attorney Attorney at 101 Plaza Real S, lawyer Suite 202 N, Boca lawyer attorney Raton Florida puma fierce core rouge , at 561-416-8956 or visit http:www.securitieslawyer101. Article From Article Directory Database Why Finding A Great Fence And Gate Contractor Will Get You Out Of Trouble Why Finding A Great Fence And Gate Contractor Will Get You Out Of Trouble May 5, 2013 | Author: Benny Roye | Posted in Business Are you ready to start a project immediately? Use these tips to help you accomplish the task of finding a good fence and gate repair installation contractor. When you need a fence and gate repair installation contractor you don’t want to look too desperate. Make sure you let the contractors you are considering know that you are going to be interviewing several candidates. You want to make sure they understand you know what you are doing. The internet is a great resource when it comes to searching for a respectable fence and gate repair installation contractor. There are many features on the internet that can help you in finding a contractor and that will also provide you with honest reviews. You can usually look up past work examples and ample feedback, too. The lowest bid might turn out to be the best as it would save you on the amount of money to spend on the work but it is not always the best option. You should therefore re-consider such a fence and gate repair installation contractor and weigh your pros and cons cautiously. Such persons might end up messing you up by not doing their work professionally. Prepare a contract draft and present it to each potential fence and gate repair installation contractor while at the first consultation. This will help you to see the differences in several bids based on the same agreement. Comparing these different bids will show you the best offer and help you in making a definite hiring decision. While you are interviewing your candidates, make sure you come off as the boss. Make it seem like you’ve done all of this before, don’t let them dictate the direction of the interview. Let every candidate know that you’ve got other options before you begin the interview to let them know you are serious. Failure to attain the necessary permits will result in a large fine puma fierce core noir , it is best to make a few calls and verify everything is in order before each stage of the project. Before work begins on a phase, ask to see the permits to check for validity. Locating and choosing a quality fence and gate repair installation contractor is the most important early step towards successful completion of your improvement project. Your success depends, in no small part, on your ability to pick the best contractor. Proper hiring will give you a better chance of succeeding and ending up with the result you intended free . Wholesale MLB Jerseys Cheap Jerseys Cheap Jerseys Wholesale Jerseys China Wholesale Jerseys China Wholesale Soccer Jerseys Cheap Jerseys Wholesale Wholesale Jerseys Wholesale Jerseys Wholesale Jerseys China |
View Profile |
"REPLY" Go to top |
| 1 user reading this topic (1 Guest and 0 Anonymous) | |
| « Previous Topic · Lounge (General Discussion) · Next Topic » |


4:32 PM Jul 11